Rare Event Estimation via Iterative Unalignment
Research paper on estimating rare events from agent outputs, proposing a new importance sampling method with large efficiency gains.
This paper studies estimating the probability of rare events arising from agent stochastic outputs and develops a new importance sampling method for efficient computation, achieving large efficiency gains on rare events.
- Study of rare event estimation for stochastic agent outputs
- Proposes new IS method with differentiable language model proposals
- Achieves over 800x compute-weighted efficiency gains over Monte Carlo for rare events
Full article219 words · extracted from arxiv.org · click to collapse
As agents are deployed with increased autonomy, even extremely rare events along their stochastic output trajectories can occur and prove catastrophic. Safe deployment therefore does not depend on whether these events can occur, but on how often they might. We study the problem of estimating the probability of rare events that arise from stochastic variation in the agent's own actions. Estimating this type of risk requires searching over the combinatorially vast space of trajectories. Naive Monte Carlo is computationally prohibitive in this regime, and constructing effective importance sampling (IS) proposals requires coordinated changes to a context-dependent chain of conditional distributions. We develop a new IS method that perturbs the original model's weights to construct the proposal. The proposal is itself a differentiably parameterized language model, enabling gradient-based search over weight space. We formulate an objective that combines a differentiable surrogate for event amplification and an adaptive regularization scheme that dynamically balances amplification against estimator stability. We evaluate our approach on $\sim$120M and $\sim$2.6B models across three event families spanning 300+ rare events as rare as $10^{-9}$, with reference probabilities computed with $<10\%$ relative standard error. In our most verifiable settings, we observe that our IS estimator achieves over $800\times$ compute-weighted efficiency gains over naive Monte Carlo for events with probabilities lower than $10^{-7}$. Our implementation is available at https://github.com/namkoong-lab/iterative-unalignment.
Text extracted automatically; images, tables and formatting may be missing. Original: https://arxiv.org/abs/2609.24969